Senior Manager , Compliance Assurance, HSBC Fintech

Job Description

This is a key role within Compliance Assurance (CA), which provides assurance activities over regulatory compliance (RC) and financial crime (FC) risks

We are currently seeking an experienced professional to join our team.

In this role, you will:

The role contributes to the global standardised CA approach within the HSBC Fintech Services business, ensuring that it is aligned to the bank’s Risk Management Framework. It is responsible for driving and contributing to the delivery of end-to-end assurance work over RC and FC risks and controls. It is a subject matter expert on assessing the effectiveness of risk management activities to meet industry standards, country regulatory obligations and bank policy.

The role holder will be responsible for building and maintaining strong relationships with internal and external stakeholders, including Heads of CA teams in region, senior Compliance and Business management, Internal Audit and local regulators (as required). These relationships will help to ensure the alignment of assurance activities across the three lines of defence to prevent duplication, excessive or deficient assurance and identify key priorities.

The role holder will not have direct line management responsibility, but will lead and manage other assurance individuals in the delivery of assigned work.

Requirements

To be successful in the role, you should meet the following requirements:

Up to date regulatory and financial crime compliance knowledge, with experience in assurance or testing activities.

Clear understanding of regulatory and financial crime compliance risk within the global financial services industry (including the three lines of defence model).

Capable of building positive and resilient partnerships with key senior stakeholders.

Lateral thinker with an ability to interpret and solve complex issues.

Strong communication skills, inter-personal and influencing skills. Awareness of when and how to adapt communication style for different audiences.

Highly motivated self-starter that can work collaboratively, delivers on time, has a strong attention to detail and has the tenacity and drive to overcome challenge.

Strong decision-making capability.

A high level of professional and personal integrity.

Relevant external financial services qualification.

Strong English language skills (written and spoken) and fluency in local language (written and spoken) preferred.

You’ll achieve more when you join HSBC.

https://www.hsbcfts.com.cn/

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Issued by HSBC FinTech Services (Shanghai) Company Limited